This 2021 IAA Compliance Conference Panel discusses SEC regulations and guidance affecting advisers and sub-advisers of registered funds, including the new fair valuation rule, the derivatives rule, and disclosure practices.
J. Christopher Jackson, Senior Vice President & General Counsel, Calamos Investments LLC
Naseem Nixon, Vice President and Associate Counsel, Capital Group
Brian M. Johnson, Assistant Director, SEC Division of Investment Management
Nathan Briggs, Partner, Ropes & Gray LLP, MODERATOR